Dilutive Securities



Dilutive securities are 'hybrid securities' that have both debt and equity characteristics. They combine:



(1)  an unconditional receivable/payable (the debt attribute) with

(2)  a financial option contract that, if exercised, enables the holder to obtain an equity interest in the issuing firm.



Example

The stock warrants can be used to purchase the issuing company's stock at a fixed price.



These compound financial instruments are called dilutive securities because if the option is exercised, additional common stock is issued and this causes a decrease, or dilution in earnings per share.